Investor FAQs

What is the trading symbol for KCAP Financial's common stock and where are the shares traded?
KCAP Financial, Inc. ticker is KCAP. The shares are traded on NASDAQ.
How do I buy shares of the Company? Can I buy shares directly from KCAP Financial, Inc. or do I need a broker?
Investors must go through a broker to purchase shares of KCAP Financial, Inc. stock, although existing shareholders may elect to reinvest their cash dividends to acquire additional shares via our Dividend Reinvestment Plan (DRIP). Please contact your broker or other financial intermediary for more information regarding the DRIP.
How do I know if I am a registered stockholder?
A registered stockholder is one that is shown on the records of the Company. If you purchased shares through a broker, the shares might not be registered in your name but instead may be registered in the name of the broker (held in "street name"). Individual stockholders whose shares are held in street name should contact their broker for more information on any dividend reinvestment plan changes.
When did KCAP Financial, Inc. begin trading in the public marketplace?
KCAP Financial, Inc. became a public company on December 12, 2006 through an initial public offering of 13,500,000 shares at $15.00 per share. The company is incorporated in Delaware.
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